How to Prepare a Written Argument for Your VA Higher-Level Review Request
Here’s what most veterans don’t know about higher-level reviews:
The reviewer gets your case fresh. No bias. No preconceptions. Just a clean slate and your argument.
Most veterans file an HLR thinking it’s just another form. They submit VA Form 20-0996 with the same evidence that already led to their denial.
That’s like replaying the same movie hoping for a different ending.
The higher-level review isn’t about submitting more evidence. It’s about showing errors in the original decision. Big difference.
Think of your written argument as a compass. Without it, the senior reviewer might head in any direction. With it, you point them straight to the errors that matter.
What is a VA Higher-Level Review and When Should I Request One?
A higher-level review is your opportunity for a senior claims adjudicator to take a fresh look at your claim.
No new evidence. No C&P exam. Just a senior VA employee reviewing what’s already there.
Here’s the key: you have within one year of your rating decision to file an HLR. Miss that deadline, and this option disappears.
Understanding the VA Higher-Level Review Process
The higher-level review process works like this:
A more experienced adjudicator – someone who’s processed thousands of claims – reviews your entire file. They look for specific errors you’ve identified. They apply their expertise to interpret the existing evidence differently.
The reviewer isn’t allowed to consider any new evidence you submit. Their job is to check if the original decision got it right or wrong.
Comparing Higher-Level Review to Other Appeal Options
Three lanes under the Appeals Modernization Act:
- Higher-level review
- Supplemental claim
- Board appeal
Each lane has its purpose.
HLR for error correction. No new evidence allowed, but faster processing (typically 125 days).
Supplemental claim for introducing new evidence. Takes longer, involves development.
Board appeal for when you want a VA judge to decide. Longest process, but can include hearings.
Timing Your Higher-Level Review Request Effectively
The one-year rule isn’t negotiable.
From the date of your decision letter, you have 365 days to file an HLR. Not the date you received it. Not the date you read it. The date on the letter itself.
For clarity on timelines and procedures, review 38 CFR § 3.2601.
Pro tip: File for an HLR electronically through VA.gov. It provides immediate confirmation of your filing date.
How Do I Identify Errors in My VA Disability Claim Decision?
Errors hide in rating decisions like typos in fine print.
Most veterans miss them because they’re focused on the outcome, not the reasoning.
Recognizing Common Rating Decision Errors
Here’s what to look for:
- Misapplication of rating criteria – The adjudicator applied the wrong diagnostic code or percentage rating for your symptoms.
- Overlooked favorable evidence – That private medical opinion you submitted? The one saying your condition is service-connected? They ignored it.
- Flawed C&P examination – The exam was inadequate, the examiner didn’t review all records, or the rationale was conclusory.
- Duty to assist errors – The VA failed to obtain necessary records or schedule needed exams.
Duty to Assist Errors and Their Impact
The VA’s duty to assist isn’t optional.
When the VA fails to get your service treatment records, private medical records, or schedule a necessary C&P exam, they’ve committed a duty to assist error.
These errors matter because they create gaps in your file. If the reviewer can’t see the full picture, they can’t make a fair decision.
Distinguishing Between Factual and Legal Errors
Think of factual errors as “what happened” mistakes:
- “The adjudicator said I never complained of back pain during service, but my STRs show three documented complaints.”
Legal errors are “what should have been applied” mistakes:
- “The adjudicator applied a 10% rating for limited knee motion, but the evidence supports 20% under 38 CFR 4.71a.”
Both types of errors matter. Your written argument should highlight both.
What Should I Include in My Written Argument for Higher-Level Review?
Your written argument isn’t a sob story. It’s a blueprint for correction.
Crafting a Clear and Concise Error Statement
Initially, start with precision:
“The rating decision dated [date] erred by failing to consider the private medical opinion from Dr. Smith dated [date], which established nexus between my service-connected condition and my claimed secondary disability.”
Not this: “The VA made several errors in my claim and I deserve a higher rating.”
Supporting Your Argument with Existing Evidence
Point directly to evidence already in your file:
“Page 24 of the C-file contains Dr. Jones’ opinion stating my PTSD symptoms meet the 50% rating criteria in 38 CFR 4.130.”
Subsequently, every error you identify needs a paper trail pointing to it.
Addressing VA’s Rating Decision Specifically
Next, quote the decision’s exact language, then show why it’s wrong:
“The decision states ‘no evidence of service-connected depression.’ However, the C&P exam dated [date], pages 15-17, documents symptoms of depression secondary to service-connected PTSD.”
Structuring Your Argument for Maximum Impact
Furthermore, follow this proven format:
- Identify the specific error – Be precise about what went wrong
- Cite the correct standard – Reference the regulation or case law
- Present the overlooked evidence – Show what the adjudicator missed
- Demonstrate the impact – Explain how this error affected your rating
Consequently, this structure makes it easy for the reviewer to follow your logic and correct the error.
Common Elements of Strong Written Arguments
Additionally, successful HLR arguments typically include:
- Direct quotes from the rating decision
- Specific page references to existing evidence
- Clear explanations of why evidence was misinterpreted
- Citations to relevant VA regulations or case law
Therefore, incorporating these elements significantly increases your chances of success.
What Not to Include in Your Written Argument
Importantly, avoid these common mistakes:
- New evidence – Remember, no new evidence allowed in HLR
- Emotional appeals – Focus on facts and legal arguments
- Irrelevant information – Stay focused on specific errors
As a result, a well-crafted argument sticks to what the reviewer can legally consider.
How Do I Submit My Higher-Level Review Request and Written Argument?
Three ways to submit:
- Online through VA.gov (fastest)
- Mail to the address on VA Form 20-0996
- In person at a regional office
Completing VA Form 20-0996 Correctly
The form seems simple. That’s deceptive.
Critical fields:
- Part V: Issues you want reviewed (be specific)
- Part VII: Whether you want an informal conference
Tip: Always request an informal conference. It’s your chance to speak directly with the reviewer.
Options for Attaching Your Written Argument
You can:
- Attach your written argument to VA Form 20-0996
- Submit it separately (include your claim number)
- Bring it to your informal conference
Regardless of which method you choose, keep a copy for your records.
Tracking Your HLR Submission
After submission:
- Check your claim status online at VA.gov
- Watch for notification of receipt (usually within 2 weeks)
- Note your file number for all correspondence
Ensuring Your Submission is Complete
Furthermore, verify that your submission includes:
- Completed VA Form 20-0996
- Your written argument (if not including oral argument only)
- Veteran’s identification information
- Clear statement of issues for review
Consequently, a complete submission prevents unnecessary delays.
What Happens During an Informal Conference for Higher-Level Review?
Think of the informal conference as your oral argument.
You (or your accredited representative) speak directly with the senior reviewer. No new evidence, but you can clarify existing evidence and emphasize errors.
Preparing for Your Informal Conference with the VA Reviewer
Preparation wins conferences:
- Review your entire C-file
- Organize your error arguments logically
- Prepare specific cites to evidence in the file
- Bring copies of relevant documents
Effectively Communicating Your Arguments Verbally
The reviewer has limited time. Make every minute count:
“Ma’am, the original decision overlooked three pieces of evidence I’d like to discuss: the nexus opinion on page 45, the buddy statement on page 78, and the VA treatment record on page 112.”
Stay focused. Always remain respectful. Stay factual.
Following Up After Your Informal Conference
Within 48 hours:
- Email a summary of key points discussed
- Note any additional evidence the reviewer mentioned
- Confirm their understanding of your arguments
How Can I Strengthen My Case if the Higher-Level Review is Unfavorable?
An unfavorable HLR isn’t the end. It’s often just the beginning.
Transitioning to a Supplemental Claim with New Evidence
If the HLR reviewer upholds the denial, you have options:
- Appeal to the Board of Veterans’ Appeals
- File a supplemental claim with new and relevant evidence
- Submit another HLR on different issues.
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- NOTE: You can not file another HLR on the same issue.
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Understanding Your Appeal Rights After HLR
After an unfavorable HLR decision, you get a new one-year window to:
- File a supplemental claim
- Appeal to the Board
- Request another review (on different issues)
Working with Veterans Service Organizations or Accredited Representatives
Accredited representatives know the system’s shortcuts and pitfalls.
They can help:
- Identify overlooked errors
- Craft effective written arguments
- Represent you in informal conferences
- Navigate subsequent appeal options
What Are Common Mistakes to Avoid in the HLR Process?
Mistakes veterans make during the HLR process:
Submitting New Evidence (Not Allowed in HLR)
The biggest mistake: trying to submit new evidence during an HLR.
It’s not allowed. Period.
If you have new evidence, file a supplemental claim instead.
Missing Critical Deadlines in the Appeal Process
The one-year deadline isn’t a suggestion.
Mark your calendar. Set reminders. Don’t miss it.
Failing to Identify All Potential Errors
Review your decision letter carefully. Line by line.
Look for:
- Misstatements of fact
- Misapplications of law
- Overlooked evidence
- Procedural failures
Every error strengthens your case.
Conclusion: Your Path to a Successful to a Higher Level Review
Every VA denial contains the seeds of its own reversal.
Importantly, the real question isn’t whether errors exist in your decision—rather, it’s whether you can identify them and articulate them effectively.
The VA claims system wasn’t designed for simplicity, but it can be navigated with the right tools. Download our free guide: The 5 Fatal Flaws that Get Post-9/11 Orthopedic Claims Denied to understand the common pitfalls, explore our articles for deeper insights, or book a consultation to create your personalized claim strategy.
REFERENCES:
- Department of Veterans Affairs. (2023). Appeals Modernization Act. Retrieved from https://www.va.gov/decision-reviews/
- United States Code. (2023). 38 U.S.C. § 5104 – Decisions and notices of decisions. Retrieved from https://www.law.cornell.edu/uscode/text/38/5104
- Department of Veterans Affairs. (2023). VA Schedule for Rating Disabilities. Retrieved from https://www.law.cornell.edu/cfr/text/38/part-4
- VA Office of General Counsel. (2023). M21-1 Adjudication Procedures Manual. Retrieved from https://www.knowva.ebenefits.va.gov/system/templates/selfservice/va_ssnew/help/customer/locale/en-US/portal/554400000001018/content/554400000015802/M21-1-Part-VIII-Subpart-i-Chapter-1-Section-A-Overview-of-the-HLR-Lane
- United States Court of Appeals for Veterans Claims. (2023). Duty to Assist Precedent. Retrieved from https://www.law.cornell.edu/cfr/text/38/3.159
- Department of Veterans Affairs. (2023). VA Form 20-0996: Decision Review Request: Higher-Level Review. Retrieved from https://www.va.gov/find-forms/about-form-20-0996/
- United States Code. (2023). 38 CFR § 3.102 – Reasonable doubt. Retrieved from https://www.law.cornell.edu/cfr/text/38/3.102
- Code of Federal Regulations. (2023). 38 CFR § 3.310 – Secondary service connection. Retrieved from https://www.law.cornell.edu/cfr/text/38/3.310
- Department of Veterans Affairs. (2023). VA Claim Status Tool. Retrieved from https://www.va.gov/claim-or-appeal-status/
- National Veterans Legal Services Program. (2023). Veterans Benefits Manual. Retrieved from https://www.nvlsp.org/resources/veterans-benefits-manual
ABOUT THE AUTHOR : Jerome Spearman is a VA accredited claims agent and a legal nurse consultant specializing in orthopedic appeal representation for post 9-11 veterans. He believes that every post 9-11 veteran deserves a strategic advocate who turns VA denial confusion into clarity and earned benefits. Connect with Jerome on LinkedIn or send an email to jerome@spearmanappeals.com for regular updates on VA policy changes and claim strategies. EMPOWERMENT FIRST, VETERAN ADVOCACY ALWAYS